Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
- [FCA CF] Client dealing (since 2 Jun 2025)
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Lowes Financial Management Limited
FRN 114650
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Jun 2021)
- [FCA CF] Client dealing (since 17 Jun 2021)
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- CF30 Customer (30 Oct 2013 to 19 Nov 2015)
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- CF30 Customer (8 Dec 2008 to 28 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.