Anne Louise Derbes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF30 Customer (26 May 2020 to 14 Apr 2021)
Bluefriars Brokers Limited (no longer approved here)
FRN 604987
- CF30 Customer (29 Nov 2019 to 30 Nov 2020)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- [FCA CF] Client dealing (6 Mar 2016 to 11 Sep 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Aug 2003 to 31 Oct 2007)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)
- CF26 Customer Trading (1 Dec 2001 to 3 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.