Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Albourne Partners Limited
FRN 175725
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
- CF11 Money Laundering Reporting (11 Mar 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 May 2003 to 20 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.