Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- SMF13 Chair of the Nominations Committee (since 18 Apr 2024)
- SMF9 Chair of the Governing Body (since 18 Apr 2024)
- SMF12 Chair of the Remuneration Committee (22 Sep 2021 to 14 Nov 2024)
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Peel Hunt LLP
FRN 530083
- [FCA CF] Material risk taker (since 23 May 2023)
- SMF12 Chair of the Remuneration Committee (since 19 Aug 2022)
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RBC Global Asset Management (UK) Limited
FRN 189154
- SMF12 Chair of the Remuneration Committee (since 1 Apr 2023)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Apr 2023)
- CF2 Non Executive Director (1 Jan 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (25 May 2017 to 31 May 2020)
- SMF18 Other Overall Responsibility (27 Apr 2016 to 31 May 2017)
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- SMF18 Other Overall Responsibility (27 Apr 2016 to 31 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.