Ann Sharkey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Houlihan Lokey UK Limited
FRN 792919
- [FCA CF] Client dealing (since 1 Apr 2024)
Castlelake (UK) LLP (no longer approved here)
FRN 453419
- CF30 Customer (23 Jun 2014 to 17 Dec 2015)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (21 Aug 2009 to 17 Jun 2011)
- CF21 Investment Adviser (9 May 2003 to 21 Nov 2006)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (21 Aug 2009 to 17 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.