Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • [FCA CF] Client dealing (4 Jan 2021 to 10 Jan 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (19 Aug 2009 to 4 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.