IFA Consultants Limited

• Principal Place of Business

  1st Floor East Suite

  The Waterfront

  Salts Mill Road

  Shipley

  West Yorkshire

  BD17 7TD

  UNITED KINGDOM

  Phone

  +4401274008842

  Web

  https://www.ifaconsultants.co.uk

• Complaints Contact

  1st Floor East Suite

  The Waterfront

  Salts Mill Road

  Shipley

  West Yorkshire

  BD17 7TD

  UNITED KINGDOM

  Phone

  +4401274008842

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ann Middleton

  IRN AXM00183

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
  • [FCA CF] Client dealing (4 Jan 2021 to 10 Jan 2023)
• Christopher George Parkin

  IRN CXP00135

  • [FCA CF] Client dealing (4 Jan 2021 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 31 Mar 2023)
• David Pickering

  IRN DXP00078

  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 17 Feb 2023)
  • [FCA CF] Client dealing (4 Jan 2021 to 17 Feb 2023)
• Gregory Keywood

  IRN GXK00054

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
• Paul Brian Tomlinson

  IRN PBT01014

  • [FCA CF] Client dealing (9 Dec 2020 to 9 May 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Feb 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Feb 2021)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Feb 2021)
  • Responsible for Insurance Mediation (1 Oct 2008 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (1 Oct 2008 to 31 Mar 2009)
  • CF30 Customer (1 Oct 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2008 to 8 Dec 2019)
  • CF1 Director (1 Oct 2008 to 8 Dec 2019)
• Robert Gordon Keywood

  IRN RGK01011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
  • SMF3 Executive Director (2 Feb 2021 to 6 Jul 2022)
• Stephen Olley

  IRN SAO00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 29 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2021)
  • Responsible for Insurance Distribution (since 29 Jan 2021)
  • Responsibility for MCD Intermediation (since 29 Jan 2021)
  • SMF16 Compliance Oversight (since 29 Jan 2021)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
• Tony Errington

  IRN TXE00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)

No changes recorded yet.