Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 25 Jul 2024)
- [FCA CF] Material risk taker (since 25 Jul 2024)
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Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 23 Oct 2023)
- [FCA CF] Material risk taker (since 23 Oct 2023)
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- [FCA CF] Client dealing (1 Feb 2023 to 21 Jul 2023)
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- [FCA CF] Client dealing (6 Jun 2016 to 31 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.