Angus MacDonald Stott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2021)
- CF30 Customer (18 Mar 2014 to 5 Jan 2021)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (18 Mar 2014 to 5 Jan 2021)
Vision Independent Financial Planning Ltd (no longer approved here)
FRN 487395
- CF30 Customer (29 Mar 2010 to 13 May 2014)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF21 Investment Adviser (7 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Sep 2003 to 7 Jan 2004)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.