Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Material risk taker (since 8 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Jan 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (4 Jan 2022 to 5 Sep 2022)
    • [FCA CF] Material risk taker (18 Jan 2018 to 5 Sep 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (31 Mar 2021 to 5 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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