Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (4 Jan 2023 to 18 Apr 2023)
    • [FCA CF] Client dealing (8 Feb 2021 to 18 Apr 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (14 Jun 2017 to 13 Jan 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2017)
    • CF30 Customer (26 Jun 2013 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (12 Jul 2012 to 12 Apr 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 12 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.