Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Attestor Limited
FRN 911816
- [FCA CF] Significant management (since 16 Sep 2024)
- [FCA CF] Material risk taker (since 16 Sep 2024)
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- SMF3 Executive Director (3 Apr 2024 to 15 Jul 2024)
- SMF16 Compliance Oversight (26 May 2021 to 15 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 May 2021)
- [FCA CF] Significant management (9 Dec 2019 to 18 May 2021)
- CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (26 May 2021 to 15 Jul 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 May 2021)
- [FCA CF] Significant management (9 Dec 2019 to 18 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2024)
- CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.