Andrew Wood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital D Management LLP (no longer approved here)

    FRN 808170

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2022)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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