Date authorised
2 July 2018
Companies House
OC416208
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Somerset House, New Wing
    Lancaster Place
    London
    London
    WC2R 1LA
    UNITED KINGDOM
    Phone
    +447796690793
  • Complaints Contact

    Somerset House, New Wing
    Lancaster Place
    London
    London
    WC2R 1LA
    UNITED KINGDOM
    Phone
    +447796690793

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandra Xiaoqing Zou

    IRN AXZ01350

    • [FCA CF] Client dealing (since 18 Dec 2025)
  • Andrew Wood

    IRN AXW01654

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2022)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
  • Bertram Ivo Courtenay Maher

    IRN BXM00469

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Betty Eva Kristina Andersson

    IRN BEA01015

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Boniface Molnar

    IRN BXM00202

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • Daryl Cohen

    IRN DLC01052

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • James Bidwell

    IRN JRB01384

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 7 Jun 2019)
    • CF4 Partner (2 Jul 2018 to 22 Nov 2019)
  • Jean-Marc Jabre

    IRN JXJ01235

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (2 Jul 2018 to 8 Dec 2019)
  • Laurent Bernard Nordin

    IRN LBN01005

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 7 Jun 2019)
    • CF4 Partner (2 Jul 2018 to 7 Jun 2019)
  • Lena Maria Brunner

    IRN LXB00349

    • [FCA CF] Client dealing (2 Oct 2024 to 10 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.