Andrew Wilmont

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pictet Asset Management Limited (no longer approved here)
FRN 181966
- [FCA CF] Client dealing (1 Feb 2020 to 7 Sep 2023)
- CF30 Customer (25 Oct 2018 to 8 Dec 2019)
Neuberger Berman Europe Limited (no longer approved here)
FRN 442488
- CF30 Customer (15 May 2014 to 13 Apr 2018)
BENEFIT STREET PARTNERS LIMITED (no longer approved here)
FRN 196845
- CF30 Customer (20 Nov 2012 to 14 Apr 2014)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF30 Customer (1 Nov 2007 to 10 Sep 2012)
- CF27 Investment Management (11 Apr 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.