Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF22 Other Local Responsibility (3 Mar 2022 to 26 Jul 2024)
- [FCA CF] Client dealing (12 Nov 2021 to 3 Mar 2022)
- [FCA CF] Material risk taker (12 Nov 2021 to 3 Mar 2022)
- [FCA CF] Significant management (12 Nov 2021 to 3 Mar 2022)
- [FCA CF] Manager of certification employee (12 Nov 2021 to 3 Mar 2022)
-
- CF8 Apportionment and Oversight (27 Mar 2009 to 31 Mar 2009)
- CF3 Chief Executive (27 Mar 2009 to 29 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.