Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • SMF22 Other Local Responsibility (3 Mar 2022 to 26 Jul 2024)
    • [FCA CF] Client dealing (12 Nov 2021 to 3 Mar 2022)
    • [FCA CF] Material risk taker (12 Nov 2021 to 3 Mar 2022)
    • [FCA CF] Significant management (12 Nov 2021 to 3 Mar 2022)
    • [FCA CF] Manager of certification employee (12 Nov 2021 to 3 Mar 2022)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF8 Apportionment and Oversight (27 Mar 2009 to 31 Mar 2009)
    • CF3 Chief Executive (27 Mar 2009 to 29 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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