Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HANBURY WEALTH MANAGEMENT LIMITED
FRN 757991
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 22 Oct 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Dec 2016)
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Nockolds Wealth Ltd
FRN 669520
- (2)Employed By (since 26 May 2015)
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- CF30 Customer (9 Sep 2013 to 29 May 2015)
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- CF30 Customer (5 Mar 2013 to 9 Sep 2013)
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- CF30 Customer (23 Jul 2008 to 12 Aug 2009)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.