Andrew Stephen Weston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Weston Associates IFA Limited

    FRN 207494

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Feb 2026)
    • Responsibility for MCD Intermediation (since 19 Feb 2026)
    • Responsible for Insurance Distribution (since 19 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2026)
    • SMF1 Chief Executive (since 1 Feb 2026)
    • SMF16 Compliance Oversight (since 1 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 26 Oct 2012)
    • CF21 Investment Adviser (17 Jan 2002 to 31 Oct 2007)
    • CF1 Director (17 Jan 2002 to 24 Nov 2011)
  • Saltus Partnership Limited (no longer approved here)

    FRN 554381

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Nov 2023)
    • CF1 Director (22 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (22 Nov 2019 to 21 Nov 2023)
    • CF10 Compliance Oversight (22 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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