Weston Associates IFA Limited

• Principal Place of Business

  Weston Associates I F A Ltd

  13 Cabstand

  Portishead

  Bristol

  North Somerset

  BS20 7HW

  UNITED KINGDOM

  Phone

  +4401275818499

  Web

  https://www.westonassociates.co.uk

• Complaints Contact

  Weston Associates I F A Ltd

  13 Cabstand

  Portishead

  Bristol

  North Somerset

  BS20 7HW

  UNITED KINGDOM

  Phone

  +441275818499

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alfred John Weston

  IRN AJW00087

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (17 Jan 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (17 Jan 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (17 Jan 2002 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Jan 2002 to 8 Dec 2019)
  • CF1 Director (17 Jan 2002 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (17 Jan 2002 to 31 Mar 2009)
• Andrew Anthony Kevern

  IRN AAK01065

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2010 to 21 Dec 2011)
• Andrew Stephen Weston

  IRN ASW00039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 19 Feb 2026)
  • Responsibility for MCD Intermediation (since 19 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
  • [FCA CF] Client dealing (since 19 Feb 2026)
  • SMF1 Chief Executive (since 1 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2026)
  • SMF16 Compliance Oversight (since 1 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 26 Oct 2012)
  • CF1 Director (17 Jan 2002 to 24 Nov 2011)
  • CF21 Investment Adviser (17 Jan 2002 to 31 Oct 2007)
• Graeme Alan Henderson

  IRN GAH00002

  • CF21 Investment Adviser (17 Jan 2002 to 31 Jul 2002)
• Jill Caroline Parkinson

  IRN JCP01106

  • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
  • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 May 2004 to 1 Feb 2006)
• Karen Millington

  IRN KXM02276

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (26 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (17 Oct 2016 to 8 Dec 2019)
• Louise Ellen Vale

  IRN LEV01005

  • CF22 Investment Adviser (Trainee) (11 Aug 2005 to 28 Dec 2005)
• Philipa Ann Brown

  IRN PAB01227

  • CF1 Director (17 Jan 2002 to 31 Mar 2008)

No changes recorded yet.