Andrew Soper

• RBC Europe Limited

  FRN 124543

  • [FCA CF] Manager of certification employee (since 8 Jan 2026)
  • [FCA CF] Client dealing (since 8 Jan 2026)
• Royal Bank of Canada

  FRN 124783

  • [FCA CF] Client dealing (since 8 Jan 2026)
  • [FCA CF] Manager of certification employee (since 8 Jan 2026)
• BGC Brokers L.P (no longer approved here)

  FRN 454814

  • [FCA CF] Manager of certification employee (18 Nov 2024 to 28 Nov 2025)
  • [FCA CF] Client dealing (9 Sep 2024 to 28 Nov 2025)
• Kyte Broking Limited (no longer approved here)

  FRN 174863

  • [FCA CF] Client dealing (15 Feb 2022 to 4 Jun 2024)
• MAKOR SECURITIES LONDON LTD (no longer approved here)

  FRN 625054

  • [FCA CF] Client dealing (3 Feb 2020 to 30 Jul 2021)
• Nomura Bank International Plc. (no longer approved here)

  FRN 204419

  • CF30 Customer (11 Jul 2012 to 6 Mar 2016)
• Nomura International Plc (no longer approved here)

  FRN 124422

  • CF30 Customer (28 Nov 2008 to 6 Mar 2016)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

No changes recorded yet.