Andrew Rutherford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (18 Dec 2020 to 3 Mar 2023)
    • [FCA CF] Client dealing (2 Jun 2020 to 3 Mar 2023)
    • CF30 Customer (23 Jan 2009 to 8 Jul 2010)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (18 Mar 2019 to 20 May 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (12 Sep 2018 to 20 May 2019)
    • [FCA CF] Material risk taker (1 Nov 2016 to 20 May 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 20 May 2019)
    • CF30 Customer (6 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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