Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (26 Oct 2020 to 2 Dec 2022)
- [FCA CF] Manager of certification employee (12 Jun 2020 to 10 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 2 Dec 2022)
-
- [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 2 Dec 2022)
- [FCA CF] Client dealing (3 Mar 2020 to 2 Dec 2022)
- [FCA CF] Manager of certification employee (3 Mar 2020 to 10 Oct 2022)
-
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (27 Jan 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF23 Corporate Finance Adviser (27 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.