Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (26 Oct 2020 to 2 Dec 2022)
    • [FCA CF] Manager of certification employee (12 Jun 2020 to 10 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 2 Dec 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 2 Dec 2022)
    • [FCA CF] Client dealing (3 Mar 2020 to 2 Dec 2022)
    • [FCA CF] Manager of certification employee (3 Mar 2020 to 10 Oct 2022)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (27 Jan 2006 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF23 Corporate Finance Adviser (27 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.