Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 14 Jul 2025)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 3 Jun 2025)
    • [FCA CF] Client dealing (2 Jun 2025 to 3 Jun 2025)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2006 to 29 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.