Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (29 Sep 2010 to 1 Jun 2011)
- CF10 Compliance Oversight (29 Sep 2010 to 1 Jun 2011)
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- CF10 Compliance Oversight (12 Nov 2009 to 30 Sep 2010)
- CF8 Apportionment and Oversight (23 Dec 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2010)
- CF1 Director (2 Jan 2008 to 30 Sep 2010)
- CF30 Customer (2 Jan 2008 to 30 Sep 2010)
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- Employed By (15 Jan 2007 to 14 Nov 2007)
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- CF21 Investment Adviser (13 Mar 2006 to 28 Dec 2006)
- CF22 Investment Adviser (Trainee) (28 Nov 2005 to 13 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.