HPZ.3 LTD

• Principal Place of Business

  Marash House

  2-5 Brook Street

  Tring

  Hertfordshire

  HP23 5ED

  UNITED KINGDOM

  Phone

  +4407930362185

  Web

  https://www.hpz3.co.uk

• Complaints Contact

  Marash House

  2-5 Brook Street

  Tring

  Hertfordshire

  HP23 5ED

  UNITED KINGDOM

  Phone

  +447930362185

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Andrew Richard Zamorski

  IRN ARZ01002

  • CF10 Compliance Oversight (12 Nov 2009 to 30 Sep 2010)
  • CF8 Apportionment and Oversight (23 Dec 2008 to 31 Mar 2009)
  • CF30 Customer (2 Jan 2008 to 30 Sep 2010)
  • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2010)
  • CF1 Director (2 Jan 2008 to 30 Sep 2010)
• Jason Jules Gore

  IRN JJG01083

  • CF2 Non Executive Director (2 Jan 2008 to 30 Sep 2010)
• Mark Andrew Paddison

  IRN MAP00094

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (26 Oct 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (26 Oct 2010 to 30 Sep 2018)
  • CF1 Director (2 Jan 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Terence Healey

  IRN TXH01315

  • CF30 Customer (2 Jan 2008 to 16 Dec 2008)
  • CF1 Director (2 Jan 2008 to 25 Sep 2009)
  • CF10 Compliance Oversight (2 Jan 2008 to 25 Sep 2009)

No changes recorded yet.