Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF2 Chief Finance (16 Feb 2024 to 5 Dec 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (26 May 2021 to 30 Sep 2023)
    • [FCA CF] Material risk taker (24 Oct 2017 to 1 Jan 2019)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2023)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF2 Chief Finance (3 Jun 2019 to 3 Jul 2023)
    • [FCA CF] Material risk taker (24 Oct 2017 to 1 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.