Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 May 2021)
    • CF30 Customer (4 Sep 2015 to 6 Mar 2016)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (11 Jul 2011 to 30 Jul 2015)
  • Park Walk Europe LLP (no longer approved here)

    FRN 502209

    • CF4 Partner (28 Jun 2010 to 15 Apr 2011)
    • CF30 Customer (9 Oct 2009 to 15 Apr 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Jun 2008 to 16 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.