Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pennymatters Limited
FRN 530681
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 May 2021)
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- CF30 Customer (17 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (13 Apr 2017 to 31 Jul 2017)
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- Employed By (13 Apr 2017 to 31 Jul 2017)
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- CF30 Customer (1 May 2009 to 21 Aug 2013)
- CF21 Investment Adviser (17 Jun 2002 to 22 Sep 2003)
- CF27 Investment Management (10 Apr 2002 to 17 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.