Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 May 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (17 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Apr 2017 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (13 Apr 2017 to 31 Jul 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 May 2009 to 21 Aug 2013)
    • CF21 Investment Adviser (17 Jun 2002 to 22 Sep 2003)
    • CF27 Investment Management (10 Apr 2002 to 17 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.