Andrew Raymond Moorfield

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF30 Customer (26 Feb 2020 to 11 Aug 2023)
    • CF4 Partner (AR) (26 Feb 2020 to 11 Aug 2023)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (14 Jun 2012 to 8 Jun 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Jul 2011 to 15 May 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 May 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Sep 2006 to 16 Nov 2006)
    • CF17 Significant Mgt (Other Business Operations) (19 Sep 2006 to 16 Nov 2006)
    • CF23 Corporate Finance Adviser (19 Sep 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.