Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (19 Jan 2026 to 1 Apr 2026)
- [FCA CF] Client dealing (3 Sep 2024 to 1 Apr 2026)
- [FCA CF] Material risk taker (3 Sep 2024 to 1 Apr 2026)
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- [FCA CF] Material risk taker (13 Apr 2022 to 4 Dec 2023)
- [FCA CF] Client dealing (1 Jan 2022 to 4 Dec 2023)
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- CF10 Compliance Oversight (12 Oct 2011 to 1 Jan 2013)
- CF11 Money Laundering Reporting (12 Oct 2011 to 1 Jan 2013)
- CF30 Customer (10 Jun 2011 to 25 Aug 2016)
- CF4 Partner (10 Jun 2011 to 25 Aug 2016)
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- CF30 Customer (5 May 2009 to 24 Aug 2010)
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- CF27 Investment Management (30 Sep 2002 to 8 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.