Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HLSFM LIMITED (no longer approved here)

    FRN 409034

    • CF30 Customer (21 Mar 2017 to 3 Dec 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (7 Oct 2013 to 20 Mar 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
    • CF21 Investment Adviser (16 Feb 2005 to 2 Dec 2005)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (13 Mar 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2005 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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