Andrew Peter Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • SMF27 Partner (8 Feb 2023 to 5 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (29 Jul 2005 to 26 Jul 2007)
    • CF26 Customer Trading (29 Jul 2005 to 31 Oct 2007)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF26 Customer Trading (30 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.