Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Oct 2008 to 9 May 2010)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (9 May 2003 to 29 Jul 2003)
    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 9 May 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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