Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (21 Mar 2016 to 30 Nov 2016)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Nov 2016)
- CF29 Significant management (22 Apr 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.