Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LEBC Group Limited
FRN 760755
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 Aug 2022)
- [FCA CF] Client dealing (since 10 Aug 2022)
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- [FCA CF] Client dealing (9 Aug 2023 to 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (9 Aug 2023 to 31 Dec 2025)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
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- [FCA CF] Functions requiring qualifications (23 Jun 2016 to 1 Jul 2018)
- CF30 Customer (1 Apr 2014 to 6 Mar 2016)
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- CF30 Customer (19 Feb 2013 to 24 Jun 2013)
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- (445)Employed By (19 Feb 2013 to 24 Jun 2013)
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- CF30 Customer (18 Nov 2009 to 23 Nov 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (15 Jan 2008 to 18 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.