Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2022)
    • [FCA CF] Client dealing (since 10 Aug 2022)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Client dealing (9 Aug 2023 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 31 Dec 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (23 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (1 Apr 2014 to 6 Mar 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Feb 2013 to 24 Jun 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (445)Employed By (19 Feb 2013 to 24 Jun 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Nov 2009 to 23 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Jan 2008 to 18 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.