Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (17 Apr 2009 to 29 Feb 2016)
    • CF27 Investment Management (1 Dec 2001 to 17 Feb 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Feb 2006)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 23 Apr 2009)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.