Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF1 Director (13 Mar 2007 to 4 Jun 2013)
    • CF10 Compliance Oversight (6 Oct 2005 to 29 Mar 2007)
    • CF14 Risk Assessment (6 Oct 2005 to 29 Mar 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF10 Compliance Oversight (4 Oct 2005 to 29 Mar 2007)
    • CF14 Risk Assessment (4 Oct 2005 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.