Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (13 Mar 2007 to 4 Jun 2013)
- CF10 Compliance Oversight (6 Oct 2005 to 29 Mar 2007)
- CF14 Risk Assessment (6 Oct 2005 to 29 Mar 2007)
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- CF10 Compliance Oversight (4 Oct 2005 to 29 Mar 2007)
- CF14 Risk Assessment (4 Oct 2005 to 29 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.