Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (25 Oct 2016 to 1 Jul 2019)
    • [FCA CF] Manager of certification employee (25 Oct 2016 to 1 Jul 2019)
    • [FCA CF] Material risk taker (25 Oct 2016 to 1 Jul 2019)
    • CF30 Customer (15 Apr 2010 to 6 Mar 2016)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF23 Corporate Finance Adviser (7 Nov 2002 to 3 Jul 2003)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF1 Director (1 Dec 2001 to 31 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.