Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QMPF Llp
FRN 596081
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2024)
- SMF16 Compliance Oversight (since 7 Mar 2024)
- SMF27 Partner (since 1 May 2022)
- [FCA CF] Significant management (since 1 Mar 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Jul 2013 to 2 Sep 2013)
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- CF30 Customer (10 Oct 2017 to 30 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.