Andrew Mark Stone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- [FCA CF] Client dealing (2 Nov 2022 to 10 Jan 2025)
- CF30 Customer (22 Dec 2015 to 22 Sep 2017)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Client dealing (2 Nov 2022 to 20 Jan 2023)
BORDER TO COAST PENSIONS PARTNERSHIP LIMITED (no longer approved here)
FRN 800511
- [FCA CF] Material risk taker (18 Dec 2020 to 7 Mar 2022)
- CF30 Customer (6 Jun 2018 to 8 Dec 2019)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (1 Nov 2007 to 26 Jun 2008)
- CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.