Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF4 Partner (AR) (8 Sep 2016 to 19 Jan 2018)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • Mariana Distribution LLP (no longer approved here)

    FRN 648911

    • (1)Employed By (5 Dec 2014 to 22 Jan 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Nov 2011)
    • CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.