Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 7 Feb 2025)
- CF1 Director (AR) (since 7 Feb 2025)
- Appointed representative dealing with clients for which they require qualification (since 1 Oct 2024)
- CF30 Customer (since 5 Jul 2024)
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Morris Trice Associates Ltd
FRN 528398
- (2)Employed By (since 5 Jul 2024)
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- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 1 Mar 2025)
- [FCA CF] Client dealing (6 Jul 2020 to 1 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.