Andrew John Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial

    FRN 442767

    • [FCA CF] Client dealing (since 17 Dec 2021)
    • [FCA CF] Manager of certification employee (since 5 Jan 2021)
    • [FCA CF] Proprietary trader (5 Jan 2021 to 17 Dec 2021)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Material risk taker (16 Jul 2020 to 28 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (7 Aug 2012 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (11 Feb 2005 to 30 Mar 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Jun 2004 to 6 May 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.