Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 20 Feb 2020)
    • [FCA CF] Client dealing (since 20 Feb 2020)
    • CF30 Customer (24 Aug 2010 to 8 Dec 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 9 Feb 2017)
    • [FCA CF] Manager of certification employee (since 9 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
    • CF21 Investment Adviser (4 Sep 2002 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.