Andrew John Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (14 Sep 2011 to 6 Mar 2016)
- CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF30 Customer (8 Apr 2009 to 30 Nov 2009)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (18 Mar 2002 to 19 Jun 2002)
- CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.