Andrew John Friend

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Client dealing (7 Mar 2016 to 10 Feb 2020)
- CF30 Customer (10 Dec 2015 to 6 Mar 2016)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF30 Customer (14 May 2012 to 30 Jul 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (7 Apr 2008 to 20 Jun 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.