Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • SMF22 Other Local Responsibility (7 Mar 2016 to 31 Dec 2016)
    • CF1 Director (22 Apr 2014 to 9 Sep 2014)
    • CF3 Chief Executive (22 Apr 2014 to 9 Sep 2014)
    • CF29 Significant management (30 Jun 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.