Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (G&P) Ltd
FRN 142752
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 21 Nov 2024)
- CF30 Customer (since 21 Nov 2024)
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Finli (Westerham) LLP
FRN 579543
- (6)Employed By (since 16 Apr 2024)
- (9)Employed By (25 Apr 2012 to 3 Aug 2023)
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- SMF3 Executive Director (9 Dec 2019 to 3 Aug 2023)
- CF3 Chief Executive (12 Mar 2012 to 13 Mar 2013)
- CF1 Director (12 Mar 2012 to 8 Dec 2019)
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- Employed By (23 Jun 2009 to 11 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (Westerham) LLP
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controlled function added: (9)Employed By at Finli (Westerham) LLP
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controlled function added: (6)Employed By at Finli (Westerham) LLP