Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2024)
    • CF30 Customer (since 21 Nov 2024)
    • (6)Employed By (since 16 Apr 2024)
    • (9)Employed By (25 Apr 2012 to 3 Aug 2023)
  • YOU Asset Management Limited (no longer approved here)

    FRN 543459

    • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2023)
    • CF3 Chief Executive (12 Mar 2012 to 13 Mar 2013)
    • CF1 Director (12 Mar 2012 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 11 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (Westerham) LLP

  2. controlled function added: (9)Employed By at Finli (Westerham) LLP

  3. controlled function added: (6)Employed By at Finli (Westerham) LLP