Andrew James McCulloch

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC

    FRN 114324

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
    • [FCA CF] Client dealing (since 21 Feb 2022)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Feb 2022)
    • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (2 Oct 2013 to 7 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.