Andrew James Hutton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A J HUTTON LIMITED

    FRN 472446

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2019 to 29 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2007 to 8 Dec 2019)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF22 Investment Adviser (Trainee) (28 Apr 2004 to 16 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.